Tag

sec

3 articles tagged “sec”.

Stock Trading Encyclopedia

What Is Insider Trading?

The phrase insider trading describes two distinct activities that share almost nothing except a name, and the analyst’s first task on encountering the term…

Stock Trading Encyclopedia

What Is a Broker-Dealer?

A broker-dealer is a firm (or, less commonly, an individual) that does two distinct jobs: it executes trades on behalf of clients (the broker…

Stock Trading Encyclopedia

What Is a Penny Stock? The SEC Definition

The Securities and Exchange Commission (SEC) defines a penny stock as any equity security trading below $5 per share that is not listed on…